-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OtKDa3OSi3XfzMvrDDNDQf61BuXjT5AeOuP9uSkjYq0IqqgRpnEoGcH46AiqgVKS 1G+AU9KG9LANzejcjVNlVQ== 0000922996-97-000087.txt : 19971027 0000922996-97-000087.hdr.sgml : 19971027 ACCESSION NUMBER: 0000922996-97-000087 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971024 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ASTEA INTERNATIONAL INC CENTRAL INDEX KEY: 0000945989 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 232119058 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-49091 FILM NUMBER: 97700618 BUSINESS ADDRESS: STREET 1: 455 BUSINESS CENTER DRIVE CITY: HORSHAM STATE: PA ZIP: 19044 BUSINESS PHONE: 2158228888 MAIL ADDRESS: STREET 1: 100 HIGHPOINT DRIVE CITY: CHALFONT STATE: PA ZIP: 18914 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MUNS RONALD J CENTRAL INDEX KEY: 0001009902 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1125 KELLY JOHNSON BLVD STREET 2: SUITE 100 CITY: COLORADO SPRINGS STATE: CO ZIP: 80920 BUSINESS PHONE: 7195937802 MAIL ADDRESS: STREET 1: 8350 ALPIN VIEW WAY CITY: COLORADO SPRINGS STATE: CO ZIP: 80920 SC 13D/A 1 AMENDMENT 4 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Astea International Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 04622E109 (CUSIP Number) Ronald J. Muns 8350 Alpinview Way Colorado Springs, Colorado 80919 (719) 593-7802 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) September 19, 1997 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and f o r any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Cusip No. 04622E109 Page 1 of 5 Pages 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Ronald J. Muns 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) 3 SEC USE ONLY 4 SOURCE OF FUNDS* 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States 7 SOLE VOTING POWER NUMBER OF SHARES 676,810 8 SHARED VOTING POWER BENEFICIALLY OWNED BY 100,000 9 SOLE DISPOSITIVE POWER EACH REPORTING 676,810 10 SHARED DISPOSITIVE POWER PERSON WITH 100,000 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 776,810 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.87% 14 TYPE OF REPORTING PERSON* IN Amendment No. 4 to Statement on Schedule 13D This amended statement on Schedule 13D relates to the Common Stock, $.01 par value per share (the "Shares"), of Astea International Inc. (the "Company"). Item 5 of this statement, previously filed by Ronald J. Muns (the "Reporting Person"), is hereby amended as set forth below. Item 5. Interest in Securities of the Issuer. No change except for the addition of the following: (a) The Reporting Person is the direct beneficial owner of 776,810 Shares, or approximately 5.87% of the 13,228,419 Shares outstanding as of May 9, 1997, according to information contained in the Company's quarterly report on Form 10-Q for the quarter ended March 31, 1997. Such shares include (i) 90,000 Shares which the Reporting Person has the right to acquire pursuant to the grant of an option by the Company to the Reporting Person described in Item 5(c) below and (ii) 100,000 Shares held by the Muns Family Partnership, a limited partnership of which the Reporting Person and his wife are the sole general partners. (c) The table below sets forth sales of the Shares by the Reporting Person since August 21, 1997. The Reporting Person effected all of such sales on the NASDAQ National Market. Approximate Price Date Amount of Shares Per Share Sold (exclusive of commissions) 9/5/97 12,600 $2.7807 9/8/97 8,000 $2.7890 9/9/97 1,000 $2.75 9/10/97 6,300 $2.75 9/15/97 27,000 $2.375 9/16/97 70,532 $2.3962 9/19/97 11,700 $2.6624 9/22/97 1,900 $2.6250 9/24/97 9,400 $2.3949 10/3/97 10,000 $2.875 10/9/97 5,000 $2.875 10/15/97 85,000 $2.75 10/20/97 5,000 $2.75 10/23/97 5,000 $3.00 10/24/97 3,000 $2.875 10/24/97 2,000 $2.8125 10/24/97 4,500 $2.75 Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: October 24, 1997 /s/ Ronald J. Muns Ronald J. Muns -----END PRIVACY-ENHANCED MESSAGE-----